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Next: Virial Theorem Up: Properties of Solutions Previous: Orthogonality of the

Variational Principle

We now move to more physical statements about the behavior of the solutions of the TISE. The first of these is the variational principle.

In its simplest form, the variational principle is the mathematical expression of the physically sensible statement that the average energy observed for a system in any quantum state must be at least as large as the lowest energy state (ground state) of the system, . Despite its apparent simplicity, this principle is extremely powerful and forms the basis for the vast majority of large scale quantum calculations carried out in current research.

To express this principle mathematically, we begin with an arbitrary, not necessarily normalized wavefunction, . To compute the average energy of the state described by we must first normalize by dividing by the square root of the inner product of with itself, . This function is now properly normalized

From the properly normalized state, we may compute the average energy,

The quotient

has a special name and is known as the Rayleigh quotient.

The variational principle states that the Rayleigh quotient is never be less than the ground state energy. Because the Rayleigh quotient takes on the value of the ground state energy when is the ground state, the mathematical expression of the variational principle is the statement that the function has its minimum at the ground state energy,

We shall prove an even more general version of this statement. The minimum of a function is just a special case of a critical or stationary point. A stationary point, like the minimum, is an input value in the domain of a function where all of the first derivatives of a function are zero. This means that if we move slightly away from a critical point, the value of the function changes only slightly and varies only to second order in the distance from the critical point. We refer to the nearly constant behavior of a function near a critical point by saying that the function is stationary about the critical points. We will now show that the variational principle:

Variational Principle: the Rayleigh quotient is stationary about all of the eigenstates .

Phrased in this more general way, the variation principle may be used to help identify excited as well as ground states. We will see an example of how this principle may be used in the next section where we use it to prove an extremely general version of the virial theorem.

To prove the stationary property of the Rayleigh quotient, imagine that we are in the vicinity of one of the eigenstates so that , where is relatively small. Using (20) we may decompose , where because is small, the will be small also. To prove that is stationary about we now just have to show that the Rayleigh quotient is nearly constant, to first order in the .

We proceed by first expanding the denominator and then the numerator of , both to second order in the . The expansion of the denominator is

The expansion of the numerator is quite similar,

Finally, we combine our two results

Here we have kept our expression correct up to and including second order terms in the c's, lumping all third and higher order terms together in . We see that there are no correction terms first order in the c's. is therefore stationary about the value , which is what we had wanted to prove. Moreover, we immediately see that if n=0 is the ground state, and thus the corrections are always positive near the ground state. Thus we also see that is a minimum about the ground state as promised.



next up previous
Next: Virial Theorem Up: Properties of Solutions Previous: Orthogonality of the



Prof. Tomas Alberto Arias
Thu Oct 12 16:07:59 EDT 1995